Purpose for Collection: Complaint Information is collected for the purpose of investigating complaints as described on the Ethical Misconduct Process page.
Use and Disclosure of Complaint Information: Complaint Information will be used to investigate a complaint against a Credential Holder as described on the Ethical Misconduct Process page. Any or all of the Complaint Information may be disclosed as follows:
- CSI will disclose the details of the Complaint to the Credential Holder as part of the investigation.
- Where required by law, CSI will disclose specific information to any third parties which may include regulators or law enforcement.
- CSI may disclose specific Complaint Information where, in CSI’s view, it is necessary to conduct the investigation.
Optional Disclosures: CSI may disclose to any party related to the investigation, including witnesses, CIRO, provincial regulators, employers and law enforcement agencies.